Location: REMOTE
Description: Our client is currently seeking a Compliance Manager II-REMOTE
This job will have the following responsibilities:
Assist in preparation of the monthly BCS Operational Risk Book that goes to senior management and the Office of the Comptroller of the Currency, Follow up with ops counterparts to request monthly data for Risk Book, Compliance review of marketing materials, Review the BCS mailbox throughout the day and respond to emails with questions from the business/ops teams or at least delegate them to Compliance Officers, and SEC Asset inquiries - Handle the research and pull statements and balances.
Qualifications & Requirements:
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